| This
is a list of information companies commonly need to provide
to be listed on Over the Counter Bulletin Board (OTCBB).
Audited year end financial statements and interim unaudited
financial statements.
Current
Shareholder List of the Company.
A
copy of all major contracts still in effect, including:
a)
Those to which officers or directors, or major shareholders,
are parties
b)
Those with principal suppliers, customers, etc.
c)
For the purchase or sale of any property, plant, or equipment
for a consideration exceeding 15% of the assets of the company
d)
Any material lease under which property owned by the company
is held
A
list of officers and directors of the company, by title
A
completed Director and Officer Questionnaire for each person
listed in Item 5)
Stock
books, and other indications of stock transfers
Minutes
of director and shareholder meetings
Agreements
among shareholder, or between shareholders and management,
relating to the management, ownership, or control of the company,
including voting agreements, rights of first refusal, pre-emptive
rights, and registrations rights.
Reports
and other communication to shareholders during the last 5
years
List
of Principal Plants and other properties of the company, describing
the condition of each
Any
compensation plans for officers and directors
Any
compensation plans for officers and directors
Any
and all governmental permits, licenses, etc.
Description
of any outstanding or threatened litigation
Development
of the business during the last 3 years
a)
Form and year of organization
b)
Any bankruptcy, receivership, or similar proceeding
c)
Any material reclassification, merger, consolidation, or purchase
or sale of a significant amount of assets other than in the
ordinary course
Description of the Business, including:
a)
Principal products or services and their markets
b)
Distribution methods of the products or services
c)
Status of any publicly-announced new product or service
d)
Competitive business conditions and competitive position in
the industry and methods of competition
e)
Sources and availability of raw materials and the names of
principal suppliers
f)
Dependence on one or a few major customers
g)
Patents, trademarks, licenses, concessions, royalty agreements,
or labor contracts, and their duration
h)
Need for government approval of principal products or services,
status of the approval process
i)
Effect of existing or probable governmental regulations on
the business
j)
Estimate of the amount spent during the last two fiscal years
on R&D, and the extent to which such costs are borne to
customers
k)
Costs and effects of compliance with environmental laws
Management’s Discussion and Analysis (if the Company
has had revenues from operations in each of the last two fiscal
years)
a)
Discuss financial condition, changes in financial condition
and results of operation for each of the last two fiscal years.
Address the past and future financial condition and results
of operation, with particular emphasis on prospects for the
future.
b)
Trends, events, or uncertainties likely to have material impact
on the company’s long and/or short-term liquidity
c)
Internal and external sources of liquidity
d)
Material commitments for capital expenditures and the source
of funds for those expenditures
e)
Significant elements of income or loss not arising from continuing
operations
f)
Causes for any material changes from period to period in one
or more line items of the financial statements
g)
Seasonal aspects having material impact on the finacial condtion
or results of operation
Plan of Operation for the next 12 months (if the Company has
not had revenues from operations in each of the last two fiscal
years)
a)
How long the company can satisfy its cash requirements and
whether it will need to raise additional funds during the
next 12 months
b)
Summary of any product R&D
c)
Expected purchase or sale of plant and significant equipment
d)
Expected significant changes in number of employees
|
